Press Releases from Capital Market Solutions (21 total)
Powering Precision in Regulatory Compliance: How the Cloud Transforms RSMS, CAIS …
In a world where regulatory demands evolve relentlessly, financial institutions must move beyond legacy systems. Embracing cloud-based RegTech-especially for Regulatory Surveillance and Management System (RSMS),…
Ibutilide Impurity Standards - Ensuring Accuracy in Antiarrhythmic Drug Analysis
Overview of Ibutilide
Ibutilide is a class III antiarrhythmic agent widely prescribed for the acute conversion of atrial fibrillation and atrial flutter. Its mechanism of action…
Capital Market Solutions Empowers Financial Firms with Scalable, Automated FINRA …
As the financial regulatory landscape accelerates into 2025, Capital Market Solutions (CMS) announces its powerful Regulatory Surveillance and Management System (RSMS)-designed to help financial firms…
Capital Market Solutions Highlights RSMS Impact on CAT and CAIS Compliance Amid …
As the financial sector reaches the halfway point of a turbulent 2025, Capital Market Solutions (CMS) is drawing attention to the growing need for smarter,…
FINRA CAT Compliance in 2025: A Game-Changer for Regulatory Transparency and Tra …
In the ever-evolving landscape of financial regulation, one initiative has transformed the way U.S. capital markets are monitored and governed: the Consolidated Audit Trail (CAT).…
CapMarkets Solutions Unveils How RSMS Ensures CAIS Data Consistency for Seamless …
As U.S. broker-dealers face increasing scrutiny from FINRA and the SEC regarding data quality in Customer Account Information System (CAIS) and Consolidated Audit Trail (CAT)…
Capital Market Solutions Unveils the Critical Role of Cloud-Based RSMS in Modern …
In an era where financial compliance is under increasing scrutiny, Capital Market Solutions (CMS) has released a new blog post titled "Why a Cloud-Based RSMS…
Think Your CAT WSPs Are Audit-Proof? Think Again
As regulatory expectations tighten, Capital Market Solutions (CMS) is sounding the alarm on an often-overlooked but highly consequential area of Consolidated Audit Trail (CAT) Compliance:…
Is Your Firm Audit-Ready for FINRA CAT? CMS's RSMS Can Help You Stay Ahead
As regulatory scrutiny intensifies around FINRA CAT (Consolidated Audit Trail) compliance, many firms still struggle to meet the evolving demands of CAT WSPs (Written Supervisory…
Capital Market Solutions Enhances FINRA CAT Compliance with RSMS's Innovative Co …
June 30, 2025 - New York, NY - Capital Market Solutions (CMS), a leading RegTech provider, has unveiled a powerful new enhancement to its Regulatory…
Capital Market Solutions' RSMS Software Prevents FINRA CAT Reporting Violation f …
In a significant demonstration of proactive compliance, Capital Market Solutions (CMS) successfully helped a major retail trading firm prevent erroneous trade data from being submitted…
Why FINRA CAT Compliance Is Critical in Today's Regulatory Environment
In the fast-evolving landscape of U.S. financial markets, transparency and surveillance are no longer optional-they are mandatory. The Consolidated Audit Trail (CAT), introduced under the…
Why FINRA Is Intensifying CAT and CAIS Enforcement - And What Your Firm Must Do …
As the regulatory environment sharpens its focus, broker-dealers and market participants are facing mounting pressure from the Financial Industry Regulatory Authority (FINRA). A key area…
Capital Market Solutions Unveils Top 5 FINRA CAT Compliance Priorities for 2025 …
New York, NY - As regulatory oversight intensifies in 2025, Capital Market Solutions is calling attention to the most critical Written Supervisory Procedures (WSP) focus…
The Role of Correct Reporting in FINRA Regulatory Compliance: RSMS as a Game-Cha …
In the complex world of financial regulation, accurate and timely reporting isn't just a best practice - it's a regulatory necessity. The Financial Industry Regulatory…
Mastering Consolidated Audit Trail (CAT) Compliance: A Strategic Imperative for …
In recent years, the U.S. financial industry has faced an intensifying push for transparency, driven by an increasing demand from regulators and investors to better…
Consolidated Audit Trail (CAT) Compliance: Streamlining Reporting with Capital M …
The Consolidated Audit Trail (CAT) represents one of the most ambitious regulatory initiatives in U.S. securities markets. Designed to improve oversight, enhance transparency, and streamline…
Simplify Complex Regulatory Compliance with RSMS - The Scalable, Intelligent Sol …
In today's highly regulated financial environment, maintaining compliance isn't just important-it's essential. Regulatory frameworks like the Financial Industry Regulatory Authority's (FINRA) Customer Account Information System…
FINRA CAT: Capital Market Solutions Simplifies CAT Compliance with Cost-effectiv …
April 22, 2025 - New York, USA | FINRA CAT compliance has long posed significant challenges to firms due to its complex requirements for data…
FINRA CAIS (Customer Account Information System): Ensuring Seamless Compliance, …
In today's highly regulated financial environment, maintaining compliance is essential. The Financial Industry Regulatory Authority's Customer Account Information System (FINRA CAIS) ensures transparency and data…
Consolidated Audit Trail (CAT): Transforming Market Surveillance and Compliance …
The financial world is constantly evolving, with transactions happening at lightning speed and across multiple platforms. With such complexity, ensuring market integrity and preventing fraud…
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